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CESAR TOVIAS
CRD#: 2154745
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 10440 S. CICERO AVENUE
OAK LAWN, IL 60453
OAK LAWN, IL 60453
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Disclosures
33
Years of Experience
View By:
State Registrations
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Arizona 10/1/2012
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Minnesota 10/1/2012
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California 6/18/2018
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Nevada 11/17/2015
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Colorado 6/10/2019
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New York 10/19/2016
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Connecticut 10/5/2018
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North Carolina 10/1/2012
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Florida 10/1/2012
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Oregon 10/1/2012
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Georgia 10/1/2012
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Puerto Rico 8/15/2014
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Illinois 10/1/2012
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Texas 10/1/2012
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Illinois 10/1/2012
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Texas 9/19/2013
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Indiana 10/1/2012
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Washington 8/17/2015
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Massachusetts 4/3/2014
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Wisconsin 8/14/2014
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Michigan 5/7/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/11/2005 - 10/01/2012 | CHICAGO, IL | |
B | 07/06/2005 - 10/01/2012 | CHICAGO, IL | |
B | 11/12/2002 - 07/06/2005 | CHICAGO, IL | |
B | 10/12/1998 - 11/05/2002 | PURCHASE, NY | |
B | 10/06/1992 - 10/14/1998 | CHICAGO, IL | |
B | 03/19/1992 - 09/03/1992 | ||
B | 10/10/1991 - 03/25/1992 | GREENWOOD VILLAGE, CO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.