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Detailed Report
CHRISTOPHER JUDE HAYDEL
CHRIS HAYDEL, CHRISTOPHER HAYDEL
CRD#: 2154349
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Investment Adviser
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Previous Broker
EQUANIMITY FINANCIAL PARTNERSCRD#: 152050 100 E. CORSON STREET
310
PASADENA, CA 91103
Registration History
1995200020052010201520202025IAEQUANIMITY FINANCIAL PARTNERS (CRD# 152050)2009 - Present (15 years)BARETE WEALTH MANAGEMENT, LLC (CRD# 44856)2014 - 2017 (3 years)BMUTUAL SECURITIES, INC. (CRD# 13092)2010 - 2012 (1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)1991 - 2009 (18 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1991 - 2006 (14 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)1997 - 2009 (12 years)
Disclosure(s)
View By:
6/20/2014
Customer Dispute
Settled
3/15/2007
Customer Dispute
Denied
8/10/2006
Customer Dispute
Settled
12/8/2000
Customer Dispute
Settled
License(s)

State Registrations

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California 12/16/2009
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Texas 1/4/2010
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Louisiana 1/14/2010
Current Registration(s)
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EQUANIMITY FINANCIAL PARTNERS (CRD#:152050)
100 E. CORSON STREET 310, PASADENA, CA 91103
Registered with this firm since 12/16/2009
Previous Registration(s)
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 01/03/2014 - 06/30/2017 ARETE WEALTH MANAGEMENT, LLC (CRD#:44856) PASADENA, CA
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 02/04/2010 - 01/06/2012 MUTUAL SECURITIES, INC. (CRD#:13092) PASADENA, CA
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 12/15/1997 - 12/22/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PASADENA, CA
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 08/12/1991 - 12/22/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PASADENA, CA
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 08/12/1991 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.