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Detailed Report
JOEL ROBERT HENNING
CRD#: 2152511
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 300 CORPORATE PKWY
SUITE 216N
AMHERST, NY 14226
Registration History
1995200020052010201520202025IAMML INVESTORS SERVICES, LLC (CRD# 10409)2021 - Present (3 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2017 - Present (8 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)1994 - 2017 (22 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)1994 - 2007 (13 years)
License(s)

State Registrations

B
Indiana 11/7/2023
B
Texas 6/10/2021
B
New York 3/25/2017
IA
Texas 6/10/2021
IA
New York 6/14/2021
B
Utah 8/9/2018
B
Pennsylvania 3/25/2017
B
Virginia 3/25/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
300 CORPORATE PKWY SUITE 216N, AMHERST, NY 14226
Registered with this firm since 6/10/2021
B
MML INVESTORS SERVICES, LLC (CRD#:10409)
300 CORPORATE PKWY SUITE 216N, AMHERST, NY 14226
Registered with this firm since 3/25/2017
Previous Registration(s)
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B
 04/27/1994 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) WILLIAMSVILLE, NY
B
 04/27/1994 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) WILLIAMSVILLE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.