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DAVID Z LI
DAVID ZHENXIONG LI, DAVID LI
CRD#: 2152272
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 FRONT ST STE 1900
WORCESTER, MA 01608
Registration History
19952000200520102015202020252 FIRMS1992 - 1995 (3 years)2 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - 2024 (10 years)2 FIRMS2024 - Present (<1 year)BQUICK & REILLY, INC. (CRD# 11217)2000 - 2004 (4 years)BFIS SECURITIES, INC. (CRD# 30533)1996 - 2000 (4 years)BMDS SECURITIES INCORPORATED (CRD# 29367)1995 - 1995 (<1 year)IAQUICK & REILLY, INC. (CRD# 11217)2003 - 2004 (1 year)
Disclosure(s)
View By:
12/8/2011
Customer Dispute
Denied
6/30/2004
Customer Dispute
Denied
License(s)

State Registrations

B
California 3/15/2024

B
New York 3/15/2024

B
Colorado 3/15/2024

B
North Carolina 3/15/2024

B
Connecticut 3/15/2024

B
Pennsylvania 3/18/2024

IA
Connecticut 3/15/2024

B
Rhode Island 3/15/2024

B
Delaware 3/15/2024

B
South Carolina 3/15/2024

B
Florida 3/15/2024

B
Tennessee 4/24/2024

B
Georgia 3/15/2024

B
Texas 3/15/2024

B
Maine 3/15/2024

IA
Texas 3/15/2024

B
Maryland 3/18/2024

B
Vermont 4/10/2024

B
Massachusetts 3/15/2024

B
Virginia 3/26/2024

B
Nevada 3/15/2024

B
West Virginia 4/15/2024

B
New Hampshire 3/15/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 FRONT ST STE 1900, WORCESTER, MA 01608
Registered with this firm since 3/15/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 FRONT ST STE 1900, WORCESTER, MA 01608
Registered with this firm since 3/15/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/05/2013 - 03/26/2024 MORGAN STANLEY (CRD#:149777) Westborough, MA
B
07/05/2013 - 03/26/2024 MORGAN STANLEY (CRD#:149777) Westborough, MA
IA
10/23/2009 - 07/08/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTBOROUGH, MA
B
10/23/2009 - 07/08/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTBOROUGH, MA
IA
10/20/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WESTBOROUGH, MA
B
10/20/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WESTBOROUGH, MA
IA
07/25/2003 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) WESTBOROUGH, MA
B
09/25/2000 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
01/02/1996 - 09/25/2000 FIS SECURITIES, INC. (CRD#:30533) BOSTON, MA
B
02/01/1995 - 12/31/1995 MDS SECURITIES INCORPORATED (CRD#:29367) CARMEL, IN
B
01/07/1992 - 01/30/1995 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
01/07/1992 - 01/30/1995 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.