Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KARIN LYNN LONGHURST
KARIN LYNN MILLER, KARIN MILLER
CRD#: 2150662
IA
B
MORGAN STANLEYCRD#: 149777 1999 Avenue Of The Stars
Suite 2400
Los Angeles, CA 90067
Suite 2400
Los Angeles, CA 90067
View By:
6/10/2021
Regulatory
Final
State Registrations
B
Alabama 10/27/2016
B
Missouri 2/10/2025
B
Arizona 11/25/2016
B
Nevada 11/20/2014
IA
California 11/7/2013
B
New Jersey 11/12/2014
B
California 11/18/2013
B
New Mexico 10/13/2017
B
Colorado 5/5/2014
B
New York 3/24/2020
B
Connecticut 2/15/2021
B
North Carolina 9/6/2022
B
Delaware 11/17/2014
B
Ohio 5/11/2018
B
Florida 11/13/2014
B
Oregon 7/30/2019
B
Hawaii 3/22/2021
B
Pennsylvania 12/18/2024
B
Idaho 1/13/2017
B
South Dakota 5/3/2024
B
Illinois 6/2/2022
B
Texas 11/13/2014
B
Indiana 11/25/2014
IA
Texas 11/13/2014
B
Maine 11/12/2014
B
Utah 4/30/2014
B
Massachusetts 11/12/2014
B
Virginia 1/6/2016
B
Michigan 6/16/2016
B
Washington 5/6/2014
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/7/2013
B
Registered with this firm since 11/15/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/08/2006 - 04/05/2012 | LOS ANGELES, CA | |
B | 03/12/2001 - 04/05/2012 | LOS ANGELES, CA | |
IA | 09/22/1998 - 11/28/2006 | LOS ANGELES , CA | |
B | 04/12/1994 - 05/01/1995 | SAN FRANCISCO, CA | |
B | 06/26/1991 - 08/29/1991 |
LOS ANGELES, CA
03/08/2006 - 04/05/2012
LOS ANGELES, CA
03/12/2001 - 04/05/2012
LOS ANGELES , CA
09/22/1998 - 11/28/2006
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.