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LISA NICOLE MAREK
LISA NICOLE ESTILL
CRD#: 2150069
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 150 LINCOLNWAY
VALPARAISO, IN 46383
CETERA INVESTMENT SERVICES LLCCRD#: 15340 150 LINCOLNWAY
STE 2004
VALPARAISO, IN 46383
Registration History
19952000200520102015202020252 FIRMS1991 - 1992 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - Present (11 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2004 - Present (20 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2000 - 2004 (4 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1999 - 2000 (<1 year)BNATCITY INVESTMENTS, INC. (CRD# 17490)1998 - 1999 (<1 year)BNYLIFE SECURITIES INC. (CRD# 5167)1993 - 1998 (5 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2006 - 2014 (7 years)
License(s)

State Registrations

B
Alabama 9/3/2015

B
Missouri 5/26/2021

B
Arizona 7/24/2020

B
Nevada 7/12/2017

B
Colorado 9/17/2019

B
Ohio 4/22/2020

B
Florida 10/1/2004

B
Pennsylvania 7/20/2005

B
Georgia 2/19/2025

B
Tennessee 9/21/2021

B
Illinois 10/15/2004

B
Texas 7/25/2017

B
Indiana 10/1/2004

IA
Texas 3/20/2018

IA
Indiana 1/21/2014

B
Utah 9/27/2016

B
Michigan 10/1/2004

B
Wisconsin 4/14/2005

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
150 LINCOLNWAY, VALPARAISO, IN 46383
Registered with this firm since 1/21/2014

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
150 LINCOLNWAY STE 2004, VALPARAISO, IN 46383
Registered with this firm since 10/1/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/10/2006 - 01/21/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) Chesterton, IN
B
04/04/2000 - 09/30/2004 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
B
07/23/1999 - 04/10/2000 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
10/14/1998 - 07/12/1999 NATCITY INVESTMENTS, INC. (CRD#:17490) CLEVELAND, OH
B
07/02/1993 - 09/01/1998 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
06/10/1991 - 07/10/1992 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
06/10/1991 - 07/10/1992 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.