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Detailed Report
CARLA Jean GRAY-BEDELL
CARLA GRAY BEDELL, CARLA J BEDELL, CARLA BEDELL, CARLA GRAY-BEDELL
CRD#: 2149668
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 1602 HARBOUR DRIVE
WILMINGTON, NC 28401
Registration History
19952000200520102015202020252 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2016 - 2024 (8 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2000 - 2007 (6 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1993 - 2000 (7 years)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1991 - 1993 (1 year)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2017 - 2024 (7 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2001 - 2007 (5 years)
Disclosure(s)
View By:
5/14/1999
Customer Dispute
Settled
License(s)

State Registrations

B
Colorado 1/2/2025
B
North Carolina 11/14/2024
B
Connecticut 3/11/2025
IA
North Carolina 11/14/2024
B
Florida 11/18/2024
B
Oregon 11/14/2024
B
Illinois 11/14/2024
B
South Carolina 11/14/2024
B
Indiana 11/14/2024
B
Virginia 11/14/2024
B
New Jersey 2/11/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
1602 HARBOUR DRIVE, WILMINGTON, NC 28401
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
1602 HARBOUR DRIVE, WILMINGTON, NC 28401
Registered with this firm since 11/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/02/2017 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) CHARLOTTE, NC
B
 03/05/2016 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) CHARLOTTE, NC
IA
 12/31/2001 - 01/30/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) CHARLOTTE, NC
B
 10/01/2000 - 01/30/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) CHARLOTTE, NC
B
 03/30/1993 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
 07/16/1991 - 03/29/1993 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.