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DANIEL JAY WOLFF
DAN WOLFF
CRD#: 2149200
IA
B
IFS ADVISORS, INCCRD#: 153975 6710 PROFESSIONAL PKWY W
SUITE 203
SARASOTA, FL 34240
SUITE 203
SARASOTA, FL 34240
OSAIC WEALTH, INC.CRD#: 23131 6710 PROFESSIONAL PARKWAY WEST
SUITE 203
SARASOTA, FL 34240
SUITE 203
SARASOTA, FL 34240
0
Disclosures
29
Years of Experience
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State Registrations
B
Alabama 6/14/2024
B
Montana 6/14/2024
B
Arizona 6/14/2024
B
New Jersey 6/14/2024
B
California 6/14/2024
B
New Mexico 6/14/2024
B
Colorado 6/14/2024
B
New York 6/14/2024
B
Connecticut 6/14/2024
B
North Carolina 6/14/2024
IA
Florida 1/5/2011
B
Ohio 6/14/2024
B
Florida 6/14/2024
B
Oklahoma 6/14/2024
B
Georgia 6/14/2024
B
Oregon 6/14/2024
B
Illinois 6/14/2024
B
Pennsylvania 6/14/2024
B
Indiana 6/14/2024
B
South Carolina 6/14/2024
B
Kansas 6/14/2024
B
Tennessee 1/14/2025
B
Kentucky 6/14/2024
IA
Texas 4/4/2016
B
Maine 6/14/2024
B
Texas 6/14/2024
B
Maryland 6/14/2024
B
Utah 6/14/2024
B
Massachusetts 6/14/2024
B
Virginia 6/14/2024
B
Michigan 6/14/2024
B
Washington 6/14/2024
B
Minnesota 6/14/2024
B
Wisconsin 6/14/2024
B
Missouri 6/14/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/5/2011
B
Registered with this firm since 6/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/29/2009 - 06/14/2024 | SARASOTA, FL | |
IA | 06/30/2009 - 01/24/2011 | SARASOTA, FL | |
IA | 12/04/2009 - 12/04/2009 | SARASOTA, FL | |
B | 11/26/2003 - 03/19/2009 | CHARLOTTE, NC | |
B | 09/21/2001 - 01/14/2002 | ST. LOUIS, MO | |
B | 02/07/1995 - 02/02/1999 | PHILADELPHIA, PA | |
B | 08/07/1991 - 07/11/1995 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.