Individual Firm
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THOMAS FREDERICK PFLUG
CRD#: 2148752
IA
PFLUG KOORY, LLCCRD#: 109268 11312 'Q' STREET
OMAHA, NE 68137
OMAHA, NE 68137
0
Disclosures
30
Years of Experience
View By:
State Registrations
IA
Nebraska 6/3/1994
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Registered with this firm since 6/3/1994
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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