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Detailed Report
THOMAS FREDERICK PFLUG
CRD#: 2148752
IA
Investment Adviser
PFLUG KOORY, LLCCRD#: 109268 11312 'Q' STREET
OMAHA, NE 68137
Registration History
1995200020052010201520202025IAPFLUG KOORY, LLC (CRD# 109268)1994 - Present (30 years)
License(s)

State Registrations

IA
Nebraska 6/3/1994
Current Registration(s)
IA
PFLUG KOORY, LLC (CRD#:109268)
11312 'Q' STREET, OMAHA, NE 68137
Registered with this firm since 6/3/1994
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.