Individual Firm
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ANDREW LEWIS KASKEL
ANDREW KASKEL
CRD#: 2148453
IA
B
MORGAN STANLEYCRD#: 149777 2000 Westchester Avenue
1NC
Purchase, NY 10577
1NC
Purchase, NY 10577
0
Disclosures
33
Years of Experience
View By:
State Registrations
B
Alabama 8/24/2023
B
New York 10/9/2015
B
Arizona 1/17/2023
IA
New York 6/16/2021
B
California 10/9/2015
B
North Carolina 4/5/2019
B
Colorado 8/25/2023
B
Ohio 9/21/2022
B
Connecticut 10/9/2015
B
Oregon 9/20/2022
IA
Connecticut 10/9/2015
B
Pennsylvania 10/9/2015
B
District of Columbia 1/4/2019
B
Rhode Island 10/9/2015
B
Florida 10/9/2015
B
South Carolina 12/20/2018
B
Illinois 10/9/2015
B
Tennessee 8/24/2023
B
Louisiana 10/9/2015
B
Texas 10/9/2015
B
Maryland 10/9/2015
IA
Texas 10/9/2015
B
Massachusetts 3/16/2017
B
Utah 6/29/2022
B
Nevada 10/9/2015
B
Virginia 12/11/2017
B
New Jersey 10/9/2015
B
Washington 4/30/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/9/2015
B
Registered with this firm since 10/9/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/06/2008 - 11/05/2015 | NEW YORK, NY | |
B | 05/02/2008 - 11/05/2015 | NEW YORK, NY | |
IA | 10/28/2004 - 05/15/2008 | NEW YORK, NY | |
B | 06/17/1991 - 05/15/2008 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.