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ROY STANLEY HANSEN JR
CRD#: 2148347
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 525 Route 73 N Ste 303
Marlton, NJ 08053
Marlton, NJ 08053
0
Disclosures
33
Years of Experience
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State Registrations
B
Alaska 8/9/2007
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New Jersey 7/30/2002
B
California 1/7/2000
B
New York 7/28/2004
B
Colorado 7/25/2017
B
North Carolina 1/13/2004
B
Delaware 1/7/2003
B
Ohio 9/23/2016
B
Florida 12/6/2001
B
Pennsylvania 8/10/1995
B
Georgia 5/13/2009
B
South Carolina 7/26/2023
B
Illinois 7/25/2003
B
Texas 11/26/2003
B
Maine 11/17/2021
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Texas 10/3/2006
B
Maryland 4/1/2021
B
Virginia 7/18/2013
B
Massachusetts 2/14/2005
B
Washington 2/17/2017
B
Michigan 12/4/2002
B
West Virginia 9/16/2024
B
Minnesota 6/20/2013
B
Wisconsin 10/17/2019
B
New Jersey 9/15/1992
SRO Registrations
B
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Registered with this firm since 7/30/2002
B
Registered with this firm since 8/25/1992
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/25/1992 - 07/03/2006 | MINNEAPOLIS, MN | |
B | 08/13/1991 - 06/18/1992 | NEW YORK, NY |
NEW YORK, NY
08/13/1991 - 06/18/1992
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.