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ELIZABETH A DORON
ELIZABETH ANN WOODS
CRD#: 2147969
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 SE 2ND STREET
27TH FLOOR
MIAMI, FL 33131
Registration History
19952000200520102015202020252 FIRMS2003 - 2021 (17 years)2 FIRMS2021 - Present (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 2003 (9 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2003 (6 years)
License(s)

State Registrations

B
Arizona 5/10/2021

B
Massachusetts 5/10/2021

B
California 5/10/2021

B
New Jersey 5/10/2021

B
Colorado 5/10/2021

B
New York 5/10/2021

B
Connecticut 11/15/2024

B
Ohio 11/15/2024

B
Delaware 5/10/2021

B
Oregon 5/10/2021

B
District of Columbia 5/10/2021

B
Pennsylvania 5/10/2021

B
Florida 5/10/2021

B
Puerto Rico 11/15/2024

IA
Florida 5/24/2021

B
Texas 11/15/2024

B
Illinois 5/10/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2ND STREET 27TH FLOOR, MIAMI, FL 33131
Cooper City, FL
Registered with this firm since 5/24/2021

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2ND STREET 27TH FLOOR, MIAMI, FL 33131
Cooper City, FL
Registered with this firm since 5/10/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/01/2003 - 05/14/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
B
07/01/2003 - 05/14/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
IA
01/03/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) MIAMI, FL
B
03/15/1994 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.