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LORRAINE ALLEMAND
LORRAINE ANN ALLEMAND, LORRAINE SOLIZ ALLEMAND, LORRIE ALLEMAND, LORRAINE A. ALLEMAND-WASH, LORRAINE ALLEMAND-WASH…
CRD#: 2147445
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 10001 WOODLOCH FOREST DRIVE
SUITE 100
THE WOODLANDS, TX 77380
Registration History
19952000200520102015202020252 FIRMS2000 - Present (24 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2000 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 1997 (1 year)BTRADESTAR INVESTMENTS,INC. (CRD# 14565)1994 - 1995 (1 year)BMARKETING ONE SECURITIES, INC. (CRD# 16611)1994 - 1994 (<1 year)BVICTORIA SECURITIES CORPORATION (CRD# 22289)1991 - 1994 (2 years)
License(s)

State Registrations

B
California 9/8/2022

IA
Oklahoma 10/16/2002

B
Florida 11/10/2000

B
Oregon 8/9/2017

B
Georgia 11/5/2009

B
Tennessee 1/20/2017

B
Louisiana 10/20/2006

B
Texas 11/10/2000

B
Maryland 8/11/2017

IA
Texas 11/10/2000

B
Missouri 1/5/2017

B
Utah 3/1/2023

B
New York 6/26/2024

B
Washington 10/1/2013

B
North Carolina 11/27/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
10001 WOODLOCH FOREST DRIVE SUITE 100, THE WOODLANDS, TX 77380
1780 Hughes Landing Blvd. SUITE 200, THE WOODLANDS, TX 77380-1687
Registered with this firm since 11/10/2000

IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
10001 WOODLOCH FOREST DRIVE SUITE 100, THE WOODLANDS, TX 77380
1780 Hughes Landing Blvd. SUITE 200, THE WOODLANDS, TX 77380-1687
Registered with this firm since 11/10/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/29/1997 - 11/15/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
03/29/1996 - 09/24/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
05/26/1994 - 10/02/1995 TRADESTAR INVESTMENTS,INC. (CRD#:14565) HOUSTON, TX
B
04/19/1994 - 05/24/1994 MARKETING ONE SECURITIES, INC. (CRD#:16611) PORTLAND, OR
B
07/25/1991 - 04/07/1994 VICTORIA SECURITIES CORPORATION (CRD#:22289)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.