Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CHARLES O B SNYDER
CHARLES OB SNYDER
CRD#: 2147329
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Navarre, OH
Registration History
19952000200520102015202020252 FIRMS2009 - Present (15 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2002 - 2009 (7 years)BMCDONALD INVESTMENTS INC. (CRD# 566)1999 - 2002 (3 years)BBISYS FUND SERVICES LIMITED PA... (CRD# 15634)1998 - 1999 (<1 year)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)1996 - 1998 (2 years)BNATIONWIDE ADVISORY SERVICES, INC. (CRD# 11173)1991 - 1996 (5 years)IAROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2003 - 2009 (6 years)
License(s)

State Registrations

B
Alaska 7/27/2023
B
Missouri 9/25/2009
B
Arizona 9/25/2009
B
New Hampshire 6/12/2015
B
California 9/25/2009
B
New Jersey 9/25/2009
B
Colorado 7/27/2023
B
New York 9/25/2009
B
Connecticut 8/16/2018
B
North Carolina 9/25/2009
B
Delaware 7/17/2015
B
Ohio 9/25/2009
B
District of Columbia 7/27/2023
IA
Ohio 9/28/2009
B
Florida 9/25/2009
B
Pennsylvania 9/25/2009
B
Georgia 3/1/2018
B
Rhode Island 10/20/2017
B
Illinois 9/25/2009
B
South Carolina 9/25/2009
B
Kentucky 7/27/2023
B
South Dakota 7/27/2023
B
Louisiana 7/27/2023
B
Texas 9/25/2009
B
Maine 9/25/2009
IA
Texas 10/8/2009
B
Maryland 9/25/2009
B
Vermont 4/8/2020
B
Massachusetts 9/25/2009
B
Virginia 9/25/2009
B
Michigan 9/25/2009
B
Washington 7/27/2023
B
Minnesota 7/27/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Navarre, OH
Registered with this firm since 9/28/2009
B
MORGAN STANLEY (CRD#:149777)
Navarre, OH
Registered with this firm since 9/25/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/20/2003 - 09/29/2009 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) CLEVELAND, OH
B
 07/12/2002 - 09/29/2009 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) CLEVELAND, OH
B
 01/13/1999 - 08/09/2002 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
 09/09/1998 - 01/26/1999 BISYS FUND SERVICES LIMITED PARTNERSHIP (CRD#:15634) PORTLAND, ME
B
 07/01/1996 - 07/06/1998 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
B
 06/05/1991 - 07/01/1996 NATIONWIDE ADVISORY SERVICES, INC. (CRD#:11173) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.