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WADE MITCHELL WACKER
CRD#: 2145660
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Investment Adviser
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Previous Broker
WACKER & ASSOCIATES, INC.CRD#: 159879 208 SHERMAN STREET
JACKSON, MN 56143
Registration History
19952000200520102015202020252 FIRMS1991 - 1997 (5 years)2 FIRMS2003 - 2012 (9 years)IAWACKER & ASSOCIATES, INC. (CRD# 159879)2013 - Present (11 years)BNATHAN & LEWIS SECURITIES, INC. (CRD# 8503)1998 - 2003 (4 years)BFSC SECURITIES CORPORATION (CRD# 7461)1997 - 1998 (1 year)IANATHAN & LEWIS SECURITIES, INC. (CRD# 8503)1999 - 2003 (3 years)
Disclosure(s)
View By:
11/16/2012
Employment Separation After Allegations
10/22/2012
Regulatory
Final
1/12/2010
Customer Dispute
Settled
License(s)

State Registrations

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Iowa 3/9/2022

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South Dakota 12/13/2021

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Kentucky 1/27/2016

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Texas 2/6/2025

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Minnesota 12/9/2013

Current Registration(s)
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WACKER & ASSOCIATES, INC. (CRD#:159879)
208 SHERMAN STREET, JACKSON, MN 56143
Registered with this firm since 12/9/2013

Previous Registration(s)
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02/03/2003 - 11/30/2012 INVEST FINANCIAL CORPORATION (CRD#:12984) JACKSON, MN
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02/03/2003 - 11/30/2012 INVEST FINANCIAL CORPORATION (CRD#:12984) JACKSON, MN
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04/16/1998 - 02/21/2003 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
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08/25/1999 - 01/27/2003 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) JACKSON, MN
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04/10/1997 - 04/16/1998 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
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05/16/1991 - 04/16/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
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05/16/1991 - 04/16/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.