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RODERICK DAVID EVANS
CRD#: 2145419
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 6265 GREENWICH DR.
STE. 125
SAN DIEGO, CA 92122
Registration History
19952000200520102015202020252 FIRMS1991 - 1996 (4 years)2 FIRMS2021 - Present (3 years)BHORNOR, TOWNSEND & KENT, LLC (CRD# 4031)1996 - 2021 (25 years)IAHORNOR, TOWNSEND & KENT, LLC (CRD# 4031)2000 - 2021 (21 years)IAWEALTH ANALYTICS, INC. (CRD# 127241)2003 - 2004 (<1 year)
License(s)

State Registrations

B
California 9/8/2021

B
Oregon 5/16/2023

IA
California 9/8/2021

B
Texas 9/8/2021

B
Colorado 9/8/2021

IA
Texas 9/8/2021

B
Hawaii 2/24/2023

B
Washington 9/8/2021

B
Idaho 10/5/2021

B
West Virginia 9/8/2021

B
Nevada 9/8/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
6265 GREENWICH DR. STE. 125, SAN DIEGO, CA 92122
Registered with this firm since 9/8/2021

B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
6265 GREENWICH DR. STE. 125, SAN DIEGO, CA 92122
Registered with this firm since 9/8/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/07/2000 - 09/09/2021 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) SAN DIEGO, CA
B
05/31/1996 - 09/09/2021 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) SAN DIEGO, CA
IA
09/15/2003 - 08/12/2004 WEALTH ANALYTICS, INC. (CRD#:127241) SAN DIEGO, CA
B
09/12/1991 - 06/06/1996 EQ FINANCIAL CONSULTANTS, INC. (CRD#:6627) NEW YORK, NY
B
09/12/1991 - 06/06/1996 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.