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KIMBERLY MARIE NORDI
KIMBERLY MARIE NORDL, KIMBERLY MARIE TAURMAN, KIMBERY VAN LAARHOVEN TAURMAN, KIM VANLAARHOVEN, KIMBERLY MARIE VANLAARHOVEN
CRD#: 2145303
IA
B
LIGHTHOUSE WEALTH STRATEGIES, LLCCRD#: 299334 3312 ROSEDALE ST
SUITE 201
GIG HARBOR, WA 98335
SUITE 201
GIG HARBOR, WA 98335
TRUTOROCRD#: 169291 3312 Rosedale St NW
Gig Harbor, WA 98335
Gig Harbor, WA 98335
0
Disclosures
28
Years of Experience
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State Registrations
IA
California 10/9/2024
IA
Texas 11/9/2021
B
Colorado 4/30/2018
IA
Washington 9/26/2016
IA
Idaho 8/9/2024
B
Washington 9/18/2017
IA
Montana 8/12/2024
SRO Registrations
B
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IA
Registered with this firm since 2/21/2019
B
Registered with this firm since 9/18/2017
IA
Registered with this firm since 9/26/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/29/2014 - 09/01/2017 | san jose, CA | |
IA | 07/02/2014 - 01/03/2017 | GIG HARBOR, WA | |
IA | 10/12/2016 - 10/17/2016 | GIG HARBOR, WA | |
B | 04/30/2012 - 07/22/2014 | GIG HARBOR, WA | |
IA | 10/21/2011 - 07/02/2014 | GIG HARBOR, WA | |
B | 03/02/1998 - 04/01/2011 | GIG HARBOR, WA | |
B | 01/01/1996 - 03/02/1998 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.