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Vincent J McGuinness Jr.
VINCE MCGUINNESS JR, VINCENT JAMES MCGUINNESS JR
CRD#: 2144429
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3 Park Plz
Suite 700
Irvine, CA 92614
Registration History
1995200020052010201520202025IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - Present (11 years)BROTH CAPITAL PARTNERS, LLC (CRD# 15407)2000 - 2001 (1 year)BTRANSAMERICA CAPITAL, INC. (CRD# 8217)1991 - 2000 (9 years)
License(s)

State Registrations

B
Alabama 5/24/2013

B
Nebraska 5/24/2013

B
Alaska 5/24/2013

B
Nevada 5/24/2013

B
Arizona 5/24/2013

B
New Hampshire 5/24/2013

B
Arkansas 5/24/2013

B
New Jersey 5/23/2013

B
California 5/24/2013

B
New Mexico 5/24/2013

IA
California 5/22/2023

B
New York 5/24/2013

B
Colorado 5/23/2013

B
North Carolina 5/24/2013

B
Connecticut 5/24/2013

B
North Dakota 5/24/2013

B
Delaware 5/24/2013

B
Ohio 5/24/2013

B
District of Columbia 5/23/2013

B
Oklahoma 5/24/2013

B
Florida 5/23/2013

B
Oregon 5/24/2013

B
Georgia 5/24/2013

B
Pennsylvania 5/24/2013

B
Hawaii 5/24/2013

B
Puerto Rico 5/23/2013

B
Idaho 5/23/2013

B
Rhode Island 5/24/2013

B
Illinois 5/24/2013

B
South Carolina 5/24/2013

B
Indiana 5/24/2013

B
South Dakota 5/24/2013

B
Iowa 5/24/2013

B
Tennessee 5/24/2013

B
Kansas 5/24/2013

B
Texas 5/24/2013

B
Kentucky 5/24/2013

IA
Texas 5/22/2023

B
Louisiana 5/23/2013

B
Utah 5/24/2013

B
Maine 5/24/2013

B
Vermont 5/23/2013

B
Maryland 5/23/2013

B
Virgin Islands 5/24/2013

B
Massachusetts 5/24/2013

B
Virginia 5/24/2013

B
Michigan 5/24/2013

B
Washington 5/24/2013

B
Minnesota 5/24/2013

B
West Virginia 5/24/2013

B
Mississippi 5/24/2013

B
Wisconsin 5/24/2013

B
Missouri 5/24/2013

B
Wyoming 5/24/2013

B
Montana 5/24/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3 Park Plz Suite 700, Irvine, CA 92614
Newport Beach, CA
Registered with this firm since 5/22/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3 Park Plz Suite 700, Irvine, CA 92614
Newport Beach, CA
Registered with this firm since 5/14/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/06/2000 - 11/19/2001 ROTH CAPITAL PARTNERS, LLC (CRD#:15407) NEWPORT BEACH, CA
B
06/13/1991 - 09/07/2000 TRANSAMERICA CAPITAL, INC. (CRD#:8217) DENVER, CO
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.