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SCOTT PATRICK KELLEY
PAT KELLEY
CRD#: 2143826
IA
Investment Adviser
B
Broker
LION STREET ADVISORS, LLCCRD#: 167610 2633 Camino Ramon
Suite 452
San Ramon, CA 94583
LION STREET FINANCIAL, LLCCRD#: 165828 2633 Camino Ramon
Ste 452
San Ramon, CA 94583
Registration History
19952000200520102015202020252 FIRMS2006 - 2019 (13 years)2 FIRMS2019 - Present (5 years)BCARILLON INVESTMENTS, INC. (CRD# 14646)1998 - 2006 (7 years)BSENTRA SECURITIES CORPORATION (CRD# 10249)1991 - 1998 (7 years)IACARILLON INVESTMENTS, INC (CRD# 14646)2001 - 2006 (5 years)
Disclosure(s)
View By:
1/5/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 8/1/2019

B
Minnesota 8/1/2019

B
California 8/1/2019

B
Nevada 3/31/2022

IA
California 8/1/2019

B
New Jersey 8/1/2019

B
Florida 2/26/2021

B
South Carolina 8/12/2019

B
Idaho 8/8/2023

B
Washington 12/11/2020

B
Kentucky 11/22/2024

B
Wisconsin 10/26/2022

B
Louisiana 8/1/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LION STREET ADVISORS, LLC (CRD#:167610)
2633 Camino Ramon Suite 452, San Ramon, CA 94583
Registered with this firm since 8/1/2019

B
LION STREET FINANCIAL, LLC (CRD#:165828)
2633 Camino Ramon Ste 452, San Ramon, CA 94583
Registered with this firm since 8/1/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/30/2006 - 08/02/2019 AMERITAS INVESTMENT CORP (CRD#:14869) San Ramon, CA
B
06/30/2006 - 08/02/2019 AMERITAS INVESTMENT CORP. (CRD#:14869) San Ramon, CA
IA
01/25/2001 - 06/30/2006 CARILLON INVESTMENTS, INC (CRD#:14646) DANVILLE, CA
B
10/26/1998 - 06/30/2006 CARILLON INVESTMENTS, INC. (CRD#:14646) DANVILLE, CA
B
06/07/1991 - 10/28/1998 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.