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Detailed Report
JEANNINE OCONNOR KLOS
JEANNINE R OCONNOR
CRD#: 2142977
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 TWO URBAN CENTER
4890 W KENNEDY BLVD #800
TAMPA, FL 33609
Registration History
1995200020052010201520202025IAEQUITABLE ADVISORS, LLC (CRD# 6627)2025 - Present (<1 year)BEQUITABLE ADVISORS, LLC (CRD# 6627)2024 - Present (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1996 - 1996 (<1 year)BPRUDENTIAL MUTUAL FUND DISTRIB... (CRD# 21215)1991 - 1995 (4 years)
License(s)

State Registrations

B
California 1/3/2025
IA
Florida 1/6/2025
B
Florida 8/13/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
TWO URBAN CENTER 4890 W KENNEDY BLVD #800, TAMPA, FL 33609
Registered with this firm since 1/6/2025
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
TWO URBAN CENTER 4890 W KENNEDY BLVD #800, TAMPA, FL 33609
Registered with this firm since 8/1/2024
Previous Registration(s)
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B
 03/07/1996 - 04/19/1996 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 06/07/1991 - 09/26/1995 PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC. (CRD#:21215)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.