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Detailed Report
KENNETH LOWELL FRESEMAN
CRD#: 214140
IA
Investment Adviser
B
Broker
SGL INVESTMENT ADVISORS, INC.CRD#: 145167 283 W. FRONT STREET SUITE 302
MISSOULA, MT 59802-4328
S.G. LONG & COMPANYCRD#: 47511 283 WEST FRONT SUITE 302
SUITE 302
MISSOULA, MT 59802-4328
Registration History
1970197519801985199019952000200520102015202020252 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2014 (5 years)IASGL INVESTMENT ADVISORS, INC. (CRD# 145167)2021 - Present (4 years)IAS.G. LONG & COMPANY (CRD# 47511)2018 - Present (7 years)BS.G. LONG & COMPANY (CRD# 47511)2014 - Present (10 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1994 - 2008 (13 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1988 - 1994 (6 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1975 - 1988 (12 years)BHARRIS GARY & FREDERICK INC (CRD# 1000002)1974 - 1975 (1 year)BSHEARSON, HAMMILL & CO., INCOR... (CRD# 766)1969 - 1974 (4 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2006 - 2008 (1 year)
Disclosure(s)
View By:
10/15/2015
Regulatory
Final
8/14/2014
Employment Separation After Allegations
License(s)

State Registrations

B
California 8/20/2014
IA
Montana 1/16/2018
B
Minnesota 12/26/2023
B
Washington 8/20/2014
B
Montana 9/3/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SGL INVESTMENT ADVISORS, INC. (CRD#:145167)
283 W. FRONT STREET SUITE 302, MISSOULA, MT 59802-4328
Registered with this firm since 1/7/2021
IA
S.G. LONG & COMPANY (CRD#:47511)
283 W. FRONT STREET SUITE 302, MISSOULA, MT 59802
Registered with this firm since 1/16/2018
B
S.G. LONG & COMPANY (CRD#:47511)
283 WEST FRONT SUITE 302 SUITE 302, MISSOULA, MT 59802-4328
Registered with this firm since 8/20/2014
Previous Registration(s)
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IA
 05/01/2009 - 09/09/2014 RBC CAPITAL MARKETS, LLC (CRD#:31194) MISSOULA, MT
B
 05/01/2009 - 09/08/2014 RBC CAPITAL MARKETS, LLC (CRD#:31194) MISSOULA, MT
IA
 01/01/2008 - 05/01/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) MISSOULA, MT
B
 01/01/2008 - 05/01/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) MISSOULA, MT
B
 03/04/1994 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MISSOULA, MT
IA
 12/07/2006 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MISSOULA, MT
B
 01/04/1988 - 03/14/1994 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 06/11/1975 - 01/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
 01/30/1974 - 07/16/1975 HARRIS GARY & FREDERICK INC (CRD#:1000002)
B
 06/11/1969 - 03/07/1974 SHEARSON, HAMMILL & CO., INCORPORATED (CRD#:766)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.