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KEVIN DAVID CUNNINGHAM
KEVIN DARIO CUNNINGHAM
CRD#: 2140418
IA
B
MORGAN STANLEYCRD#: 149777 380 Saint Peter Street
Suite 1000
St. Paul, MN 55102
Suite 1000
St. Paul, MN 55102
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Alabama 12/4/2020
B
New Jersey 10/31/2017
B
Arizona 6/1/2009
B
New Mexico 4/28/2021
B
Arkansas 2/9/2017
B
New York 5/10/2024
B
California 3/27/2013
B
North Carolina 11/1/2017
B
Colorado 9/4/2024
B
North Dakota 6/23/2017
B
Connecticut 10/31/2017
B
Oregon 9/27/2023
B
Florida 6/1/2009
B
Pennsylvania 12/17/2019
B
Georgia 4/3/2017
B
Puerto Rico 6/1/2009
B
Idaho 3/14/2023
B
Texas 6/1/2009
B
Illinois 6/1/2009
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Texas 2/11/2014
B
Indiana 6/20/2012
B
Vermont 11/2/2017
B
Iowa 6/1/2009
B
Virginia 4/2/2018
B
Massachusetts 5/2/2024
B
Washington 3/19/2024
B
Minnesota 6/1/2009
B
Wisconsin 6/1/2009
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Minnesota 11/18/2013
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/18/2013
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/03/2008 - 06/01/2009 | ST.PAUL, MN | |
IA | 11/03/2008 - 11/03/2008 | ST.PAUL, MN | |
IA | 08/03/2001 - 11/03/2008 | WOODBURY, MN | |
B | 12/21/2000 - 11/03/2008 | WOODBURY, MN | |
B | 09/12/1996 - 12/21/2000 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.