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Detailed Report
Michael Joseph Villanueva
Michael Villanueva
CRD#: 2140331
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 16 Corporate Plaza Dr
Newport Beach, CA 92660
Registration History
19952000200520102015202020252 FIRMS1992 - 1992 (<1 year)2 FIRMS2003 - 2011 (8 years)2 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - 2020 (1 year)2 FIRMS2020 - 2024 (4 years)2 FIRMS2024 - Present (<1 year)BOSAIC WEALTH, INC. (CRD# 23131)2024 - 2024 (<1 year)BJ.B. OXFORD & COMPANY (CRD# 14343)1994 - 2002 (7 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1992 - 1994 (2 years)IAAGG ASSET MANAGEMENT, LLC (CRD# 154846)2015 - 2015 (<1 year)
License(s)

State Registrations

B
Arizona 1/15/2025
B
Hawaii 1/16/2025
B
California 11/10/2024
B
Nevada 1/15/2025
IA
California 11/12/2024
B
Oregon 1/16/2025
B
Colorado 1/15/2025
B
Washington 1/15/2025

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
16 Corporate Plaza Dr, Newport Beach, CA 92660
Registered with this firm since 11/12/2024
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
16 Corporate Plaza Dr, Newport Beach, CA 92660
Registered with this firm since 11/10/2024
Previous Registration(s)
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 06/14/2024 - 10/29/2024 OSAIC WEALTH, INC. (CRD#:23131) PHOENIX, AZ
IA
 03/13/2020 - 10/28/2024 PFG ADVISORS (CRD#:173344) Laguna Niguel, CA
B
 03/13/2020 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) PHOENIX, AZ
IA
 12/12/2018 - 03/16/2020 COMERICA SECURITIES (CRD#:17079) COSTA MESA, CA
B
 12/12/2018 - 03/16/2020 COMERICA SECURITIES (CRD#:17079) COSTA MESA, CA
IA
 11/07/2017 - 12/12/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) COSTA MESA, CA
B
 11/03/2017 - 12/12/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) COSTA MESA, CA
IA
 02/26/2016 - 11/02/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RIVERSIDE, CA
B
 02/26/2016 - 11/02/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RIVERSIDE, CA
IA
 10/28/2015 - 03/07/2016 INSIGHT SECURITIES, INC. (CRD#:5611) Costa Mesa, CA
B
 08/13/2015 - 03/07/2016 INSIGHT SECURITIES, INC. (CRD#:5611) Costa Mesa, CA
IA
 04/06/2015 - 08/05/2015 AGG ASSET MANAGEMENT, LLC (CRD#:154846) WESTLAKE VILLAGE, CA
IA
 01/03/2011 - 04/07/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) IRVINE, CA
B
 01/03/2011 - 04/07/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) IRVINE, CA
IA
 01/15/2003 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NEWPORT BEACH, CA
B
 01/15/2003 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NEWPORT BEACH, CA
B
 10/07/1994 - 07/26/2002 J.B. OXFORD & COMPANY (CRD#:14343) SHERMAN OAKS, CA
B
 08/12/1992 - 10/14/1994 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
B
 06/03/1992 - 08/12/1992 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 02/19/1992 - 04/28/1992 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.