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JEFFREY OTTWIN ANDERSON
JEFF ANDERSON, JEFFREY O ANDERSON
CRD#: 2139689
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 355 S MAIN ST
GREENVILLE, SC 29601
GREENVILLE, SC 29601
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9/1/2015
Financial
Final
8/1/2015
Financial
Final
6/1/2015
Financial
Final
6/1/2015
Financial
Final
State Registrations
B
Florida 12/7/2022
B
Puerto Rico 1/27/2025
B
Georgia 12/7/2022
B
South Carolina 12/7/2022
B
Iowa 12/7/2022
IA
South Carolina 3/14/2023
B
Louisiana 2/27/2024
B
Texas 12/7/2022
B
North Carolina 12/7/2022
IA
Texas 12/8/2022
B
Ohio 11/21/2024
B
Virginia 12/7/2022
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/8/2022
B
Registered with this firm since 12/7/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/18/2022 - 12/19/2022 | FAYETTEVILLE, NC | |
B | 05/18/2022 - 12/19/2022 | FAYETTEVILLE, NC | |
IA | 06/20/2019 - 05/18/2022 | FAYETTEVILLE, NC | |
B | 06/17/2019 - 05/18/2022 | FAYETTEVILLE, NC | |
IA | 11/03/2015 - 02/04/2019 | BURLINGTON, NC | |
B | 11/02/2015 - 02/04/2019 | BURLINGTON, NC | |
IA | 09/02/2015 - 09/23/2015 | CHARLESTON, SC | |
IA | 01/06/2014 - 12/31/2014 | MOUNT PLEASANT, SC | |
B | 01/02/2014 - 12/31/2014 | MOUNT PLEASANT, SC | |
IA | 06/18/2013 - 12/31/2013 | MT PLEASANT, SC | |
B | 05/15/2013 - 12/31/2013 | MT PLEASANT, SC | |
IA | 09/04/2009 - 12/31/2012 | CHARLESTON, SC | |
B | 09/04/2009 - 12/31/2012 | CHARLESTON, SC | |
IA | 03/05/2003 - 09/04/2009 | CHARLESTON, SC | |
B | 02/05/2003 - 09/04/2009 | CHARLESTON, SC | |
B | 12/07/1999 - 01/28/2003 | FORT WAYNE, IN | |
B | 10/03/1994 - 12/31/1996 | BIRMINGHAM, AL | |
B | 05/14/1991 - 08/02/1994 | FORT WAYNE, IN |
BURLINGTON, NC
11/03/2015 - 02/04/2019
BURLINGTON, NC
11/02/2015 - 02/04/2019
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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