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Detailed Report
JEFFREY JAY PORTER
JEFF PORTER
CRD#: 2138638
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2500 E COLORADO BLVD #225
PASADENA, CA 91107-6616
Registration History
19952000200520102015202020252 FIRMS1997 - 2000 (2 years)2 FIRMS2001 - 2007 (5 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - Present (15 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)2001 - 2001 (<1 year)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2000 - 2001 (1 year)BNORWEST INVESTMENT SERVICES, INC. (CRD# 16100)1995 - 1997 (2 years)BSECURITIES AMERICA, INC. (CRD# 10205)1994 - 1995 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1993 - 1993 (<1 year)BBARABAN SECURITIES, INC. (CRD# 7659)1991 - 1992 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1992 - 1992 (<1 year)IAAMERICAN GENERAL FINANCIAL ADV... (CRD# 121111)2002 - 2009 (6 years)
License(s)

State Registrations

B
Arizona 6/18/2013
B
Nevada 11/27/2017
B
California 2/19/2010
B
New York 9/18/2017
IA
California 2/22/2010
B
North Carolina 6/6/2022
B
Colorado 6/3/2022
B
Oregon 6/3/2022
B
Florida 6/3/2022
B
Pennsylvania 6/3/2022
B
Georgia 6/3/2022
B
Rhode Island 6/3/2022
B
Hawaii 3/31/2016
B
South Carolina 6/3/2022
B
Illinois 6/3/2022
B
Texas 6/3/2022
B
Indiana 9/29/2014
B
Utah 9/14/2022
B
Massachusetts 6/3/2022
B
Washington 6/3/2022
B
Michigan 6/3/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2500 E COLORADO BLVD #225, PASADENA, CA 91107-6616
Registered with this firm since 2/22/2010
B
LPL FINANCIAL LLC (CRD#:6413)
2500 E COLORADO BLVD #225, PASADENA, CA 91107-6616
Registered with this firm since 2/19/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 03/10/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) PASADENA, CA
B
 06/01/2009 - 03/10/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) PASADENA, CA
IA
 01/12/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PASADENA, CA
B
 01/12/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PASADENA, CA
IA
 08/06/2002 - 05/02/2009 AMERICAN GENERAL FINANCIAL ADVISORS, INC. (CRD#:121111) ANAHEIM, CA
IA
 12/28/2001 - 01/18/2007 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) GLENDALE, CA
B
 12/14/2001 - 01/18/2007 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) GLENDALE, CA
B
 12/14/2001 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
B
 04/04/2000 - 12/14/2001 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
 07/29/1997 - 04/04/2000 AMERICAN GENERAL FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
 06/03/1997 - 04/04/2000 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
B
 03/24/1995 - 06/02/1997 NORWEST INVESTMENT SERVICES, INC. (CRD#:16100) MINNEAPOLIS, MN
B
 03/09/1994 - 04/03/1995 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
B
 01/30/1993 - 10/25/1993 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 09/11/1991 - 12/09/1992 BARABAN SECURITIES, INC. (CRD#:7659) LOS ANGELES, CA
B
 11/12/1992 - 12/07/1992 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.