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THOMAS KEVIN FAHEY JR
TOM FAHEY
CRD#: 2138379
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1900 DUKE ST STE 100
ALEXANDRIA, VA 22314
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2014 (4 years)2 FIRMS2013 - Present (11 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2009 (12 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2009 (10 years)
Disclosure(s)
View By:
3/17/2015
Criminal
Final Disposition
7/7/2004
Customer Dispute
Denied
License(s)

State Registrations

B
California 11/1/2013

B
New York 11/1/2013

B
District of Columbia 11/1/2013

B
North Carolina 11/1/2013

B
Florida 11/1/2013

B
Oregon 11/1/2013

B
Illinois 3/25/2022

B
South Carolina 4/23/2022

B
Iowa 10/1/2024

B
Virginia 11/1/2013

B
Maryland 11/1/2013

IA
Virginia 11/1/2013

B
Massachusetts 5/27/2020

B
Washington 2/20/2024

B
New Jersey 11/1/2013

B
West Virginia 11/1/2013

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1900 DUKE ST STE 100, ALEXANDRIA, VA 22314
WOODBRIDGE, VA
Registered with this firm since 11/1/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1900 DUKE ST STE 100, ALEXANDRIA, VA 22314
WOODBRIDGE, VA
Registered with this firm since 11/1/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 01/24/2014 MORGAN STANLEY (CRD#:149777) BETHESDA, MD
B
06/01/2009 - 01/24/2014 MORGAN STANLEY (CRD#:149777) BETHESDA, MD
IA
01/06/1999 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BETHESDA, MD
B
06/16/1997 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BETHESDA, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.