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Detailed Report
Keith Roy Lorenz
CRD#: 2137902
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 8 W STE MARIES ST
PERRYVILLE, MO 63775
Registration History
1995200020052010201520202025IAEDWARD JONES (CRD# 250)2015 - Present (10 years)BEDWARD JONES (CRD# 250)2003 - Present (21 years)BFFP SECURITIES, INC. (CRD# 16337)2001 - 2003 (1 year)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2001 - 2001 (<1 year)BFFP SECURITIES, INC. (CRD# 16337)1999 - 2001 (2 years)BMERCANTILE INVESTMENT SERVICES... (CRD# 19908)1998 - 1999 (<1 year)BBRUNO, STOLZE & COMPANY, INC. (CRD# 7091)1997 - 1998 (1 year)BWATERHOUSE SECURITIES, INC. (CRD# 7870)1992 - 1997 (5 years)BFIRST GATEWAY SECURITIES INC. (CRD# 22596)1991 - 1991 (<1 year)
License(s)

State Registrations

B
Alabama 2/16/2023
B
Maryland 2/1/2022
B
Arkansas 8/10/2023
B
Missouri 7/8/2003
B
California 7/13/2022
IA
Missouri 3/4/2015
B
Florida 11/22/2019
B
New Jersey 6/16/2022
B
Illinois 8/6/2021
B
Texas 6/15/2022
B
Indiana 7/31/2023
IA
Texas 6/16/2022
B
Kansas 2/14/2022
B
Utah 12/12/2024
B
Kentucky 4/5/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
8 W STE MARIES ST, PERRYVILLE, MO 63775
Registered with this firm since 3/4/2015
B
EDWARD JONES (CRD#:250)
8 W STE MARIES ST, PERRYVILLE, MO 63775
Registered with this firm since 7/8/2003
Previous Registration(s)
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B
 10/11/2001 - 06/20/2003 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
B
 08/07/2001 - 10/11/2001 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
B
 08/24/1999 - 08/02/2001 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
B
 10/01/1998 - 08/17/1999 MERCANTILE INVESTMENT SERVICES, INC. (CRD#:19908) ST. LOUIS, MO
B
 07/29/1997 - 10/02/1998 BRUNO, STOLZE & COMPANY, INC. (CRD#:7091)
B
 02/03/1992 - 08/08/1997 WATERHOUSE SECURITIES, INC. (CRD#:7870) OMAHA, NE
B
 04/18/1991 - 12/17/1991 FIRST GATEWAY SECURITIES INC. (CRD#:22596)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.