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TRINA MARY LOUISE MITSCH
TRINA RUANE MITSCH, TRINA MITSCH
CRD#: 2137408
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 51 JOHN F KENNEDY PKWY FL 4
OFFICE CENTER AT SHORT HILLS
SHORT HILLS, NJ 07078
Registration History
19952000200520102015202020252 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1991 - 2003 (12 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2002 - 2003 (1 year)
Disclosure(s)
View By:
10/10/2006
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 11/5/2015

B
New Hampshire 6/16/2021

B
Arizona 12/11/2015

B
New Jersey 7/1/2003

B
Arkansas 4/9/2024

IA
New Jersey 7/1/2003

B
California 7/1/2003

B
New York 7/1/2003

B
Colorado 7/13/2009

B
North Carolina 7/1/2003

B
Connecticut 7/1/2003

B
Ohio 1/7/2022

B
Delaware 11/13/2015

B
Oregon 11/14/2019

B
District of Columbia 2/26/2014

B
Pennsylvania 7/1/2003

B
Florida 7/1/2003

B
Rhode Island 7/16/2009

IA
Florida 5/2/2016

B
South Carolina 2/6/2007

B
Georgia 7/10/2009

IA
South Carolina 5/2/2016

B
Hawaii 9/1/2017

B
Tennessee 7/10/2009

B
Illinois 7/10/2009

B
Texas 7/1/2003

B
Louisiana 7/1/2003

IA
Texas 9/7/2016

B
Maine 6/4/2020

B
Vermont 10/25/2024

B
Maryland 7/1/2003

B
Virginia 7/1/2003

B
Massachusetts 1/31/2007

B
Washington 7/21/2016

B
Missouri 9/29/2016

B
Wisconsin 11/4/2015

B
Nevada 7/21/2009

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
51 JOHN F KENNEDY PKWY FL 4 OFFICE CENTER AT SHORT HILLS, SHORT HILLS, NJ 07078
RANDOLPH, NJ
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
51 JOHN F KENNEDY PKWY FL 4 OFFICE CENTER AT SHORT HILLS, SHORT HILLS, NJ 07078
RANDOLPH, NJ
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/05/2002 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) SHORT HILLS, NJ
B
06/03/1991 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.