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MICHAEL JOSEPH PIMPINELLI
CRD#: 2134287
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 186 Wood Ave S
Suite 301
Iselin, NJ 08830
Registration History
19952000200520102015202020252 FIRMS2017 - Present (7 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)2001 - 2017 (15 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2001 - 2007 (5 years)BWS GRIFFITH SECURITIES, INC. (CRD# 10410)1991 - 2001 (9 years)BHOME LIFE INSURANCE COMPANY (CRD# 4184)1991 - 1992 (<1 year)IAMSI FINANCIAL SERVICES, INC. (CRD# 14251)2004 - 2017 (12 years)
Disclosure(s)
View By:
2/26/2009
Customer Dispute
Denied
9/23/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 3/7/2019

B
Ohio 3/25/2017

B
California 1/3/2019

B
Oklahoma 4/30/2021

B
Connecticut 1/3/2019

B
Oregon 3/25/2017

B
Florida 3/25/2017

B
Pennsylvania 3/25/2017

B
Georgia 4/21/2017

B
South Carolina 3/25/2017

B
Maine 3/25/2017

B
Texas 3/25/2017

B
Maryland 1/3/2019

IA
Texas 5/26/2017

B
New Jersey 3/25/2017

B
Utah 9/17/2024

IA
New Jersey 3/25/2017

B
Virginia 3/25/2017

B
New York 3/25/2017

IA
Virginia 8/29/2024

B
North Carolina 1/3/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
186 Wood Ave S Suite 301, Iselin, NJ 08830
Clark, NJ
Registered with this firm since 3/25/2017

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
186 Wood Ave S Suite 301, Iselin, NJ 08830
Clark, NJ
Registered with this firm since 3/25/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/08/2004 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) ROSELAND, NJ
B
10/26/2001 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) ROSELAND, NJ
B
10/26/2001 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) SHORT HILLS, NJ
B
12/06/1991 - 10/24/2001 WS GRIFFITH SECURITIES, INC. (CRD#:10410) HARTFORD, CT
B
12/06/1991 - 10/19/1992 HOME LIFE INSURANCE COMPANY (CRD#:4184)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.