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EDWARD MARTIN WENGER
EDWARD M WENGER
CRD#: 2133814
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 14707 SOUTH DIXIE HIGHWAY
SUITE 300
MIAMI, FL 33176
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 14707 SOUTH DIXIE HIGHWAY
SUITE 300
MIAMI, FL 33176
Registration History
19952000200520102015202020252 FIRMS2000 - 2015 (15 years)2 FIRMS2015 - Present (9 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1994 - 2000 (6 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1991 - 1994 (3 years)
Disclosure(s)
View By:
12/17/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 6/8/2017

B
Georgia 8/8/2019

B
Colorado 4/20/2021

B
Louisiana 7/15/2020

B
Connecticut 6/8/2016

B
Maryland 10/16/2015

B
District of Columbia 7/17/2020

B
Nevada 10/16/2015

B
Florida 10/16/2015

B
Texas 1/19/2017

IA
Florida 11/4/2015

B
Virginia 1/3/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
14707 SOUTH DIXIE HIGHWAY SUITE 300, MIAMI, FL 33176
Registered with this firm since 11/4/2015

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
14707 SOUTH DIXIE HIGHWAY SUITE 300, MIAMI, FL 33176
Registered with this firm since 10/16/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2000 - 10/20/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) MIAMI, FL
B
10/01/2000 - 10/20/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) MIAMI, FL
B
05/03/1994 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
04/11/1991 - 05/03/1994 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.