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AMANDA SUE MARSHALL
AMANDA LOCKHART, AMANDA SUE MALCOLM, AMANDA T MALCOLM, AMANDA T MARSHALL, AMANDA TOMER
CRD#: 2133208
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Hobe Sound, FL
Registration History
19952000200520102015202020252 FIRMS1991 - 1993 (2 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - Present (10 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - Present (18 years)BMCDONALD INVESTMENTS INC. (CRD# 566)2001 - 2007 (5 years)BCIGNA FINANCIAL ADVISORS,INC. (CRD# 145)1993 - 1997 (3 years)
License(s)

State Registrations

B
Arizona 7/31/2008

IA
New York 10/26/2021

B
Florida 2/9/2007

B
North Carolina 8/5/2016

IA
Florida 3/12/2014

B
South Carolina 2/9/2007

B
New York 2/9/2007

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Hobe Sound, FL
Williamsville, NY
Registered with this firm since 3/12/2014

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Hobe Sound, FL
Williamsville, NY
Registered with this firm since 2/9/2007

Previous Registration(s)
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07/10/2001 - 02/09/2007 MCDONALD INVESTMENTS INC. (CRD#:566) WILLIAMSVILLE, NY
B
11/29/1993 - 01/29/1997 CIGNA FINANCIAL ADVISORS,INC. (CRD#:145) RADNOR, PA
B
04/19/1991 - 12/03/1993 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
04/19/1991 - 12/03/1993 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.