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MICHAEL KIERAN CASEY
CRD#: 2131845
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 300 CONSHOHOCKEN STATE ROAD
SUITE 400
WEST CONSHOHOCKEN, PA 19428
Registration History
1995200020052010201520202025IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2014 - Present (10 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1998 - Present (27 years)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1993 - 1998 (4 years)BHIBBARD BROWN & CO., INC. (CRD# 18246)1991 - 1993 (2 years)IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2002 - 2003 (<1 year)
Disclosure(s)
View By:
3/8/1996
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Alabama 11/12/2019

B
Nebraska 11/13/2019

B
Alaska 11/14/2019

B
Nevada 11/21/2019

B
Arizona 11/12/2019

B
New Hampshire 7/7/2017

B
Arkansas 11/12/2019

B
New Jersey 3/17/1998

B
California 2/4/1998

B
New Mexico 11/12/2019

B
Colorado 11/11/2019

B
New York 11/13/2019

B
Connecticut 11/12/2019

B
North Carolina 2/27/1998

B
Delaware 2/9/1998

B
North Dakota 11/18/2019

B
District of Columbia 11/15/2019

B
Ohio 11/11/2019

B
Florida 2/26/2003

B
Oklahoma 11/14/2019

B
Georgia 2/19/1998

B
Oregon 11/12/2019

B
Hawaii 11/14/2019

B
Pennsylvania 2/19/1998

B
Idaho 11/12/2019

IA
Pennsylvania 4/1/2014

B
Illinois 12/6/2019

B
Puerto Rico 11/25/2019

B
Indiana 11/14/2019

B
Rhode Island 11/20/2019

B
Iowa 11/15/2019

B
South Carolina 3/2/1998

B
Kansas 11/13/2019

B
South Dakota 11/18/2019

B
Kentucky 11/13/2019

B
Tennessee 11/12/2019

B
Louisiana 11/12/2019

B
Texas 11/12/2019

B
Maine 11/15/2019

IA
Texas 4/11/2023

B
Maryland 2/10/1998

B
Utah 11/12/2019

B
Massachusetts 1/15/2009

B
Vermont 11/13/2019

B
Michigan 11/13/2019

B
Virginia 11/12/2019

B
Minnesota 11/13/2019

B
Washington 11/13/2019

B
Mississippi 11/12/2019

B
West Virginia 10/27/2005

B
Missouri 11/13/2019

B
Wisconsin 11/12/2019

B
Montana 11/12/2019

B
Wyoming 11/12/2019

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
300 CONSHOHOCKEN STATE ROAD SUITE 400, WEST CONSHOHOCKEN, PA 19428
92 Lancaster Avenue Suite 205, Devon, PA 19333
Registered with this firm since 4/1/2014

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
300 CONSHOHOCKEN STATE ROAD SUITE 400, WEST CONSHOHOCKEN, PA 19428
92 Lancaster Avenue Suite 205, Devon, PA 19333
Registered with this firm since 2/4/1998

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/05/2002 - 02/03/2003 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) DEVON, PA
B
06/30/1993 - 02/13/1998 WHEAT, FIRST SECURITIES, INC. (CRD#:6124) CHARLOTTE, NC
B
04/03/1991 - 06/23/1993 HIBBARD BROWN & CO., INC. (CRD#:18246)
FINRA expelled the firm on 02/22/1996
NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.