Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
REBECCA RUTH GOERING
COWELL, BECKY R GOERING, BECKY R STILWELL, STILWELL
CRD#: 2131112
IA
Investment Adviser
B
Broker
TLG ADVISORS, INC.CRD#: 111052 2105 E Crawford Place
SALINA, KS 67401
THE LEADERS GROUP, INC.CRD#: 37157 2105 E Crawford Place
Salina, KS 67401
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2013 (3 years)2 FIRMS2013 - 2015 (2 years)2 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - Present (6 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2008 (7 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2008 (2 years)
License(s)

State Registrations

B
Kansas 7/23/2018
IA
Kansas 7/31/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TLG ADVISORS, INC. (CRD#:111052)
2105 E Crawford Place, SALINA, KS 67401
Registered with this firm since 7/31/2018
B
THE LEADERS GROUP, INC. (CRD#:37157)
2105 E Crawford Place, Salina, KS 67401
Registered with this firm since 7/23/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/25/2017 - 07/13/2018 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) Hutchinson, KS
B
 06/09/2017 - 07/13/2018 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) Hutchinson, KS
IA
 06/28/2013 - 12/02/2015 LPL FINANCIAL LLC (CRD#:6413) HUTCHINSON, KS
B
 06/28/2013 - 12/02/2015 LPL FINANCIAL LLC (CRD#:6413) HUTCHINSON, KS
IA
 05/25/2010 - 07/01/2013 CETERA INVESTMENT SERVICES LLC (CRD#:15340) HUTCHINSON, KS
B
 05/25/2010 - 07/01/2013 CETERA INVESTMENT SERVICES LLC (CRD#:15340) HUTCHINSON, KS
IA
 01/01/2008 - 05/21/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) HUTCHINSON, KS
B
 01/01/2008 - 05/21/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) HUTCHINSON, KS
B
 04/27/2000 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) HUTCHINSON, KS
IA
 08/15/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) HUTCHINSON, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.