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HOLLEY JANE KENYON
CRD#: 2130229
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2520 NORTHWINDS PKWY STE 200
TWO NORTHWINDS CENTER
ALPHARETTA, GA 30009
TWO NORTHWINDS CENTER
ALPHARETTA, GA 30009
0
Disclosures
32
Years of Experience
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State Registrations
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Alabama 10/14/2016
B
Nevada 12/19/2024
B
Arizona 9/30/2021
B
New York 9/30/2021
B
California 1/1/2008
B
North Carolina 9/30/2021
B
Colorado 7/12/2018
B
Ohio 3/6/2014
B
Connecticut 9/28/2020
B
Oklahoma 12/19/2024
B
Florida 1/1/2008
B
Oregon 12/23/2024
B
Georgia 1/1/2008
B
Pennsylvania 9/16/2019
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Georgia 1/1/2008
B
Puerto Rico 1/1/2008
B
Kansas 9/30/2021
B
South Carolina 1/1/2008
B
Louisiana 7/10/2014
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Tennessee 5/19/2009
B
Maryland 12/19/2024
B
Texas 9/13/2011
B
Massachusetts 4/25/2012
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Texas 9/13/2011
B
Michigan 2/25/2025
B
Virginia 5/13/2008
B
Missouri 5/14/2014
B
Washington 10/11/2019
B
Nebraska 6/5/2019
B
Wisconsin 3/28/2019
SRO Registrations
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Registered with this firm since 1/1/2008
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Registered with this firm since 1/1/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/03/1998 - 01/03/2008 | DULUTH, GA | |
IA | 05/07/2003 - 01/01/2008 | DULUTH, GA | |
B | 03/18/1991 - 04/17/1997 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.