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Robert Buckman
CRD#: 2130186
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 110 ALLEN ROAD
2ND FLOOR
BASKING RIDGE, NJ 07920
Registration History
19952000200520102015202020252 FIRMS2019 - 2024 (5 years)2 FIRMS2024 - Present (<1 year)BWELLS FARGO SECURITIES, LLC (CRD# 126292)2012 - 2018 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2012 (1 year)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)2004 - 2010 (6 years)BFLEET SECURITIES, INC. (CRD# 13071)2000 - 2004 (3 years)BFLEETBOSTON ROBERTSON STEPHENS... (CRD# 41271)1999 - 2000 (<1 year)BFLEET SECURITIES, INC. (CRD# 13071)1998 - 1999 (<1 year)BFMG SECURITIES CORP. (CRD# 38092)1995 - 1997 (1 year)BNATWEST INVESTOR SERVICES CORP... (CRD# 17434)1991 - 1995 (3 years)
Disclosure(s)
View By:
7/24/2020
Customer Dispute
Denied
5/2/2008
Customer Dispute
Withdrawn
License(s)

State Registrations

B
New Jersey 11/14/2024

B
New York 1/22/2025

IA
New Jersey 11/14/2024

B
Pennsylvania 1/21/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
110 ALLEN ROAD 2ND FLOOR, BASKING RIDGE, NJ 07920
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
110 ALLEN ROAD 2ND FLOOR, BASKING RIDGE, NJ 07920
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/27/2019 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Basking Ridge, NJ
B
01/28/2019 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Basking Ridge, NJ
B
06/04/2012 - 06/27/2018 WELLS FARGO SECURITIES, LLC (CRD#:126292) NEW YORK, NY
B
11/01/2010 - 06/04/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
06/29/2004 - 11/01/2010 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
B
09/05/2000 - 06/29/2004 FLEET SECURITIES, INC. (CRD#:13071) DALLAS, TX
B
10/19/1999 - 09/05/2000 FLEETBOSTON ROBERTSON STEPHENS INC. (CRD#:41271) SAN FRANCISCO, CA
B
12/21/1998 - 10/26/1999 FLEET SECURITIES, INC. (CRD#:13071) DALLAS, TX
B
11/07/1995 - 01/14/1997 FMG SECURITIES CORP. (CRD#:38092)
B
12/12/1991 - 11/02/1995 NATWEST INVESTOR SERVICES CORPORATION (CRD#:17434) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.