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Fredric T. Walls II
FREDRIC THOMAS WALLS II, FREDRIC THOMAS (II) WALLS
CRD#: 2129986
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 875 15Th St Nw
Floor 10
Washington, DC 20005
Registration History
19952000200520102015202020252 FIRMS1991 - 1993 (1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2018 - Present (6 years)BPNC CAPITAL MARKETS LLC (CRD# 15647)2006 - 2008 (2 years)BSTURDIVANT & CO. INC (CRD# 24583)2003 - 2004 (1 year)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2000 - 2001 (<1 year)BSMITH BARNEY INC. (CRD# 7059)1994 - 1997 (2 years)
License(s)

State Registrations

B
Alabama 10/30/2018

B
Nebraska 10/30/2018

B
Alaska 10/30/2018

B
Nevada 10/30/2018

B
Arizona 10/18/2018

B
New Hampshire 10/30/2018

B
Arkansas 10/30/2018

B
New Jersey 10/30/2018

B
California 10/30/2018

B
New Mexico 10/30/2018

B
Colorado 9/27/2018

B
New York 10/30/2018

B
Connecticut 10/30/2018

B
North Carolina 10/30/2018

B
Delaware 10/30/2018

B
North Dakota 10/30/2018

B
District of Columbia 9/27/2018

B
Ohio 9/27/2018

IA
District of Columbia 7/25/2024

B
Oklahoma 10/30/2018

B
Florida 9/27/2018

B
Oregon 10/30/2018

B
Georgia 10/30/2018

B
Pennsylvania 10/30/2018

B
Hawaii 10/30/2018

B
Puerto Rico 9/27/2018

B
Idaho 9/27/2018

B
Rhode Island 10/30/2018

B
Illinois 9/27/2018

B
South Carolina 10/30/2018

B
Indiana 10/30/2018

B
South Dakota 10/30/2018

B
Iowa 10/30/2018

B
Tennessee 10/30/2018

B
Kansas 10/30/2018

B
Texas 10/30/2018

B
Kentucky 10/30/2018

IA
Texas 1/8/2024

B
Louisiana 9/27/2018

B
Utah 10/30/2018

B
Maine 9/27/2018

B
Vermont 10/30/2018

B
Maryland 9/27/2018

B
Virgin Islands 10/30/2018

B
Massachusetts 10/30/2018

B
Virginia 10/30/2018

B
Michigan 10/30/2018

B
Washington 10/30/2018

B
Minnesota 10/30/2018

B
West Virginia 10/30/2018

B
Mississippi 10/30/2018

B
Wisconsin 10/30/2018

B
Missouri 10/30/2018

B
Wyoming 10/30/2018

B
Montana 10/30/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
875 15Th St Nw Floor 10, Washington, DC 20005
Registered with this firm since 1/8/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
875 15Th St Nw Floor 10, Washington, DC 20005
Registered with this firm since 9/21/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/12/2006 - 12/31/2008 PNC CAPITAL MARKETS LLC (CRD#:15647) PITTSBURGH, PA
B
02/13/2003 - 10/05/2004 STURDIVANT & CO. INC (CRD#:24583) VOORHEES, NJ
B
12/12/2000 - 03/15/2001 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) NEWARK, NJ
B
08/09/1994 - 03/27/1997 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
06/21/1991 - 01/06/1993 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
06/21/1991 - 01/06/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.