Individual Firm
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JERRY DEAN FRANKLIN
CRD#: 212987
IA
B
MORGAN STANLEYCRD#: 149777 24 Waterway Avenue
Suite 600
The Woodlands, TX 77380
Suite 600
The Woodlands, TX 77380
0
Disclosures
54
Years of Experience
View By:
State Registrations
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Alabama 1/15/2025
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New Jersey 6/12/2024
B
Arizona 3/9/2022
B
New Mexico 6/1/2009
B
Arkansas 6/1/2009
B
New York 3/9/2022
B
California 6/1/2009
B
North Carolina 3/9/2022
B
Colorado 3/9/2022
B
Oklahoma 3/9/2022
B
Connecticut 3/9/2022
B
Pennsylvania 3/9/2022
B
Florida 6/1/2009
B
Puerto Rico 4/26/2021
B
Georgia 3/9/2022
B
South Carolina 3/9/2022
B
Hawaii 3/9/2022
B
Tennessee 3/9/2022
B
Illinois 3/9/2022
B
Texas 6/1/2009
B
Kentucky 2/28/2025
IA
Texas 6/1/2009
B
Louisiana 6/1/2009
B
Utah 3/9/2022
B
Massachusetts 4/26/2023
B
Vermont 3/9/2022
B
Michigan 3/9/2022
B
Virginia 3/9/2022
B
Minnesota 8/20/2024
B
Washington 3/9/2022
B
Mississippi 3/9/2022
SRO Registrations
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/31/1993 - 06/01/2009 | THE WOODLANDS, TX | |
B | 07/31/1993 - 06/01/2009 | THE WOODLANDS, TX | |
B | 06/25/1979 - 07/31/1993 | NEW YORK, NY | |
B | 01/18/1978 - 06/25/1979 | ||
B | 01/04/1977 - 01/18/1978 | ||
B | 05/15/1974 - 01/04/1977 | ||
B | 04/16/1973 - 07/07/1974 | ||
B | 05/12/1970 - 05/09/1973 |
01/04/1977 - 01/18/1978
05/15/1974 - 01/04/1977
04/16/1973 - 07/07/1974
05/12/1970 - 05/09/1973
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.