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MARK JOSEPH IMMEL
MARK IMMEL
CRD#: 2129423
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
1 MARKET STREET, 42ND FLOOR
SAN FRANCISCO, CA 94105
CITI PRIVATE ALTERNATIVES, LLCCRD#: 153777 CITI PRIVATE BANK
1 Market Street, 42nd Floor
San Francisco, CA 94105
Registration History
19952000200520102015202020252 FIRMS2001 - 2003 (1 year)2 FIRMS2003 - 2009 (6 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - Present (14 years)BCITI PRIVATE ALTERNATIVES, LLC (CRD# 153777)2017 - Present (7 years)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2000 - 2001 (1 year)BHAMBRECHT & QUIST LLC (CRD# 940)1996 - 2000 (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 1996 (2 years)BFIRST INTERSTATE INVESTMENTS,INC. (CRD# 17101)1994 - 1994 (<1 year)
License(s)

State Registrations

B
Alabama 6/9/2010

B
Montana 6/9/2010

B
Alaska 6/9/2010

B
Nebraska 6/9/2010

B
Arizona 6/9/2010

B
Nevada 6/9/2010

B
Arkansas 6/9/2010

B
New Hampshire 6/9/2010

B
California 6/9/2010

B
New Jersey 6/9/2010

IA
California 6/15/2010

B
New Mexico 6/9/2010

B
Colorado 6/9/2010

B
New York 6/9/2010

B
Connecticut 6/9/2010

B
North Carolina 6/9/2010

B
Delaware 6/9/2010

B
North Dakota 6/9/2010

B
District of Columbia 6/9/2010

B
Ohio 6/9/2010

B
Florida 6/9/2010

B
Oklahoma 6/9/2010

B
Georgia 6/9/2010

B
Oregon 6/9/2010

B
Hawaii 6/9/2010

B
Pennsylvania 6/9/2010

B
Idaho 6/9/2010

B
Puerto Rico 6/9/2010

B
Illinois 6/9/2010

B
Rhode Island 6/9/2010

B
Indiana 6/9/2010

B
South Carolina 6/9/2010

B
Iowa 6/9/2010

B
South Dakota 6/9/2010

B
Kansas 6/9/2010

B
Tennessee 6/9/2010

B
Kentucky 6/9/2010

B
Texas 6/9/2010

B
Louisiana 6/9/2010

B
Utah 6/9/2010

B
Maine 6/9/2010

B
Vermont 6/9/2010

B
Maryland 6/9/2010

B
Virgin Islands 6/9/2010

B
Massachusetts 6/9/2010

B
Virginia 6/9/2010

B
Michigan 6/9/2010

B
Washington 6/9/2010

B
Minnesota 6/9/2010

B
West Virginia 6/9/2010

B
Mississippi 6/9/2010

B
Wisconsin 6/9/2010

B
Missouri 6/9/2010

B
Wyoming 6/9/2010

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK 1 Market Street, 42nd Floor, San Francisco, CA 94105
Orinda, CA
Registered with this firm since 3/28/2017

IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 1 MARKET STREET, 42ND FLOOR, SAN FRANCISCO, CA 94105
Orinda, CA
Registered with this firm since 6/15/2010

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 1 MARKET STREET, 42ND FLOOR, SAN FRANCISCO, CA 94105
Orinda, CA
Registered with this firm since 6/9/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/23/2009 - 06/02/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
B
10/23/2009 - 06/02/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
IA
08/18/2003 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WALNUT CREEK, CA
B
08/18/2003 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WALNUT CREEK, CA
IA
12/11/2001 - 08/20/2003 BANC OF AMERICA SECURITIES LLC (CRD#:26091) SAN FRANCISCO, CA
B
11/28/2001 - 08/20/2003 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
B
02/01/2000 - 11/30/2001 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEW YORK, NY
B
12/11/1996 - 02/01/2000 HAMBRECHT & QUIST LLC (CRD#:940) SAN FRANCISCO, CA
B
06/03/1994 - 12/11/1996 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
04/29/1994 - 06/07/1994 FIRST INTERSTATE INVESTMENTS,INC. (CRD#:17101)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.