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DAVID ALLEN DECOURCEY
CRD#: 2128763
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1241 PITTSFORD VICTOR RD
PITTSFORD, NY 14534
PITTSFORD, NY 14534
0
Disclosures
33
Years of Experience
View By:
State Registrations
B
California 10/13/2016
B
New Hampshire 8/8/2023
B
Colorado 3/20/2018
B
New Jersey 11/3/2018
B
Connecticut 2/3/2023
B
New York 12/11/2000
B
Delaware 1/5/2005
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New York 4/19/2021
B
Florida 2/8/2010
B
North Carolina 7/22/2004
B
Georgia 1/28/2022
B
Ohio 7/10/2012
B
Iowa 8/30/2021
B
Pennsylvania 4/20/2011
B
Kentucky 7/9/2021
B
Texas 10/23/2015
B
Maryland 10/12/2016
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Texas 3/1/2016
B
Massachusetts 10/18/2021
B
Virginia 5/19/2004
B
Michigan 1/4/2008
B
West Virginia 8/19/2020
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 3/1/2016
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Registered with this firm since 12/11/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/15/1993 - 12/11/2000 | ROCHESTER, NY | |
B | 03/12/1991 - 01/01/1993 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.