Individual Firm
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CHRISTOPHER MAURICE PIRTLE
CHRIS PIRTLE
CRD#: 2128409
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 8737 COLESVILLE RD STE 705
SILVER SPRING, MD 20910
SILVER SPRING, MD 20910
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 8737 Colesville Rd
Suite 705
SILVER SPRING, MD 20910
Suite 705
SILVER SPRING, MD 20910
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9/6/2006
Customer Dispute
Settled
State Registrations
B
Alabama 9/10/2014
B
Minnesota 5/3/2019
B
California 6/30/2006
B
Mississippi 6/2/2023
B
Colorado 6/9/2017
B
New Jersey 6/30/2006
B
Delaware 12/2/2022
B
New York 6/30/2006
B
District of Columbia 6/30/2006
B
North Carolina 4/11/2019
B
Florida 6/30/2006
B
Ohio 1/2/2015
B
Georgia 6/30/2006
B
Oklahoma 3/2/2012
B
Illinois 1/28/2011
B
Pennsylvania 6/30/2006
B
Indiana 5/1/2019
B
Rhode Island 2/8/2021
B
Kansas 2/20/2020
B
Texas 12/2/2022
B
Louisiana 4/14/2021
IA
Texas 12/6/2022
B
Maryland 6/30/2006
B
Virginia 6/30/2006
IA
Maryland 11/1/2021
B
Washington 6/10/2021
B
Michigan 6/30/2006
B
West Virginia 1/8/2020
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 6/30/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/30/2006 - 11/01/2021 | LINCOLN, NE | |
IA | 06/13/2003 - 06/30/2006 | SILVER SPRING, MD | |
B | 06/06/2003 - 06/30/2006 | SILVER SPRING, MD | |
B | 02/14/2001 - 06/19/2003 | NEW YORK, NY | |
B | 02/29/2000 - 02/01/2001 | MILWAUKEE, WI | |
B | 02/29/2000 - 02/01/2001 | MILWAUKEE, WI | |
B | 03/29/1995 - 02/28/2000 | MILWAUKEE, WI | |
B | 04/26/1993 - 02/28/2000 | MILWAUKEE, WI | |
B | 04/02/1991 - 03/01/1993 | NEWARK, NJ | |
B | 04/02/1991 - 03/01/1993 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.