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Yvette Sanchez Amaro
Yvette S. Amaro, Yvette Amaro
CRD#: 2127890
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 Temecula, CA
Registration History
19952000200520102015202020252 FIRMS2008 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2006 - 2008 (2 years)BCROWN CAPITAL SECURITIES, L.P. (CRD# 6312)2005 - 2006 (<1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2005 (1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)2000 - 2004 (3 years)BHAMPTON SECURITIES, INC. (CRD# 18305)2000 - 2000 (<1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)1999 - 2000 (1 year)BGRIFFIN FINANCIAL SERVICES (CRD# 10823)1995 - 1999 (3 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1994 - 1995 (<1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2008 - 2008 (<1 year)
Disclosure(s)
View By:
6/18/2010
Customer Dispute
Closed-No Action
5/25/2005
Customer Dispute
Denied
4/15/2005
Customer Dispute
Settled
8/5/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 9/25/2023

B
Pennsylvania 8/19/2013

B
California 10/10/2008

B
Utah 9/25/2023

IA
California 10/10/2008

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
Temecula, CA
Registered with this firm since 10/10/2008

B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
Temecula, CA
Registered with this firm since 10/9/2008

Previous Registration(s)
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IA
07/29/2008 - 10/10/2008 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) HEMET, CA
B
03/24/2006 - 10/10/2008 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) HEMET, CA
B
12/08/2005 - 03/28/2006 CROWN CAPITAL SECURITIES, L.P. (CRD#:6312) ORANGE, CA
B
02/24/2004 - 12/13/2005 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
04/25/2000 - 01/23/2004 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
01/31/2000 - 04/13/2000 HAMPTON SECURITIES, INC. (CRD#:18305)
FINRA expelled the firm on 09/24/2003
LOS ANGELES, CA
B
01/01/1999 - 01/31/2000 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
08/23/1995 - 01/01/1999 GRIFFIN FINANCIAL SERVICES (CRD#:10823)
B
11/28/1994 - 01/23/1995 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.