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Detailed Report
Registration History
1995200020052010201520202025IAPRIMERICA ADVISORS (CRD# 10111)2017 - Present (7 years)BPFS INVESTMENTS INC. (CRD# 10111)1991 - Present (34 years)
Disclosure(s)
View By:
3/16/2016
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 3/5/2021
B
Missouri 3/5/1997
B
Alaska 10/2/2017
B
Montana 12/1/2021
B
Arizona 3/3/1997
B
Nebraska 7/16/1996
B
Arkansas 1/6/2016
B
Nevada 11/3/2021
B
California 5/13/2013
B
New Mexico 4/8/2021
B
Colorado 1/3/1996
B
North Carolina 8/20/2020
B
Florida 3/9/2020
B
North Dakota 11/20/1998
B
Georgia 7/30/2012
B
Ohio 11/23/1999
B
Hawaii 9/17/2020
B
Oklahoma 5/24/2022
B
Idaho 12/5/2002
B
Oregon 9/7/2022
B
Illinois 1/3/1996
B
Pennsylvania 7/25/2018
B
Iowa 4/3/1991
B
South Dakota 6/16/2022
IA
Iowa 5/19/2017
B
Tennessee 9/13/2022
B
Kansas 5/5/2014
B
Texas 1/29/2008
B
Kentucky 5/8/2019
B
Utah 3/10/2010
B
Massachusetts 1/10/2020
B
Virginia 2/21/2020
B
Michigan 1/29/2021
B
Washington 5/6/2021
B
Minnesota 4/20/1993
B
Wisconsin 1/24/2018
B
Mississippi 4/23/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
3220 100TH ST, URBANDALE, IA 50322
URBANDALE, IA
Registered with this firm since 5/19/2017
B
PFS INVESTMENTS INC. (CRD#:10111)
3220 100TH ST, URBANDALE, IA 50322
URBANDALE, IA
Registered with this firm since 2/28/1991
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.