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Detailed Report
PAUL BRIAN TOOMEY
PAUL TOOMEY
CRD#: 2126778
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 125 HIGH ST
STE 1359A
BOSTON, MA 02110
Registration History
1995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2016 - Present (8 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2008 (7 years)BGRUNTAL & CO., L.L.C. (CRD# 372)1997 - 2000 (3 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1991 - 1997 (5 years)
License(s)

State Registrations

B
Arizona 9/13/2024
B
Mississippi 1/1/2008
B
Arkansas 9/13/2024
B
Missouri 9/13/2024
B
California 1/1/2008
B
Nevada 9/18/2019
B
Colorado 1/1/2008
B
New Hampshire 1/1/2008
B
Connecticut 1/1/2008
B
New Jersey 1/1/2008
B
Delaware 7/18/2024
IA
New Jersey 11/14/2016
B
District of Columbia 1/8/2020
B
New York 1/1/2008
B
Florida 1/1/2008
B
North Carolina 1/1/2008
B
Georgia 1/1/2008
B
Ohio 1/1/2008
B
Hawaii 1/1/2008
B
Oregon 9/22/2020
B
Idaho 9/13/2024
B
Pennsylvania 1/1/2008
B
Illinois 1/1/2008
B
Rhode Island 1/1/2008
B
Indiana 6/11/2019
B
South Carolina 11/11/2021
B
Kansas 9/13/2024
B
Tennessee 12/9/2020
B
Kentucky 4/30/2020
B
Texas 1/1/2008
B
Louisiana 4/18/2024
B
Utah 9/13/2024
B
Maine 1/1/2008
B
Vermont 1/5/2009
B
Maryland 2/12/2010
B
Virginia 1/1/2008
B
Massachusetts 1/1/2008
B
Washington 1/1/2008
B
Michigan 1/1/2008
B
Wisconsin 1/1/2008
B
Minnesota 1/1/2008
B
Wyoming 6/8/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
125 HIGH ST STE 1359A, BOSTON, MA 02110
Registered with this firm since 11/14/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
125 HIGH ST STE 1359A, BOSTON, MA 02110
Registered with this firm since 1/1/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/03/2000 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BOSTON, MA
B
 01/13/1997 - 11/09/2000 GRUNTAL & CO., L.L.C. (CRD#:372) NEW YORK, NY
B
 02/27/1991 - 01/16/1997 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.