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Detailed Report
RICHARD BRATINCEVIC
RICK BRATINCEVIC
CRD#: 2125768
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
19952000200520102015202020252 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1991 - 1993 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1991 - 1991 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1995 - 2009 (13 years)
Disclosure(s)
View By:
1/23/2004
Customer Dispute
Denied
12/17/1999
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/18/2019
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Hampshire 3/29/2021
B
Arkansas 2/14/2020
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 6/1/2009
IA
California 6/1/2009
B
New York 6/1/2009
B
Colorado 6/1/2009
B
North Carolina 6/1/2009
B
Connecticut 3/29/2021
B
North Dakota 6/20/2017
B
Delaware 1/7/2021
B
Ohio 6/1/2009
B
District of Columbia 3/1/2022
B
Oregon 6/1/2009
B
Florida 6/1/2009
B
Pennsylvania 2/6/2019
B
Georgia 6/25/2021
B
Rhode Island 3/29/2021
B
Hawaii 4/14/2021
B
South Carolina 4/21/2015
B
Idaho 4/26/2017
B
South Dakota 10/18/2019
B
Illinois 6/1/2009
B
Tennessee 6/20/2017
B
Kansas 4/26/2017
B
Texas 6/1/2009
B
Kentucky 3/14/2023
IA
Texas 3/3/2020
B
Maryland 8/13/2009
B
Utah 6/1/2009
B
Massachusetts 2/13/2024
B
Vermont 5/9/2024
B
Michigan 1/24/2018
B
Virginia 6/1/2009
B
Minnesota 1/31/2024
B
Washington 6/1/2009
B
Montana 3/29/2021
B
Wyoming 3/24/2022
B
Nebraska 3/29/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/11/1995 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PASADENA, CA
B
 07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PASADENA, CA
B
 06/10/1991 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 03/12/1991 - 05/08/1991 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.