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Detailed Report
STEVEN JAY FRAIDSTERN
CRD#: 212459
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 2699 STIRLING ROAD
SUITE A-200
FT. LAUDERDALE, FL 33312
Registration History
197519801985199019952000200520102015202020252 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)IAASSOCIATED INVESTOR SERVICES, INC. (CRD# 133356)1994 - Present (30 years)BINVESTACORP, INC. (CRD# 7684)1992 - 2020 (28 years)BNEW ENGLAND SECURITIES (CRD# 615)1974 - 1991 (17 years)IAINVESTACORP ADVISORY SERVICES INC (CRD# 109011)1998 - 2020 (22 years)
License(s)

State Registrations

B
Alabama 6/14/2024
B
Michigan 6/14/2024
B
California 6/14/2024
B
New Hampshire 6/14/2024
B
Colorado 6/14/2024
IA
New Hampshire 6/14/2024
IA
Colorado 6/14/2024
B
New Jersey 6/14/2024
B
Connecticut 6/14/2024
B
New York 6/14/2024
B
District of Columbia 6/14/2024
B
North Carolina 6/14/2024
IA
Florida 6/10/1994
B
South Carolina 6/14/2024
B
Florida 6/14/2024
B
Texas 6/14/2024
B
Georgia 6/14/2024
IA
Texas 6/14/2024
B
Massachusetts 6/14/2024
B
Washington 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2699 STIRLING ROAD SUITE A-200, FT. LAUDERDALE, FL 33312
GRANTHAM, NH
Registered with this firm since 6/14/2024
IA
ASSOCIATED INVESTOR SERVICES, INC. (CRD#:133356)
2699 STIRLING ROAD SUITE A-200, FT. LAUDERDALE, FL 33312
Registered with this firm since 6/10/1994
B
OSAIC WEALTH, INC. (CRD#:23131)
2699 STIRLING ROAD SUITE A-200, FT. LAUDERDALE, FL 33312
GRANTHAM, NH
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 07/17/2020 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) FORT LAUDERDALE, FL
B
 07/17/2020 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) FT. LAUDERDALE, FL
IA
 01/02/1998 - 07/17/2020 INVESTACORP ADVISORY SERVICES INC (CRD#:109011) FT. LAUDERDALE, FL
B
 01/30/1992 - 07/17/2020 INVESTACORP, INC. (CRD#:7684) FT. LAUDERDALE, FL
B
 04/10/1974 - 11/27/1991 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.