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MICHAEL STEPHEN JONES
CRD#: 2124573
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 336A E. FAIRHAVEN AVE
BURLINGTON, WA 98233
CETERA ADVISORS LLCCRD#: 10299 336A E. FAIRHAVEN AVE
BURLINGTON, WA 98233
Registration History
19952000200520102015202020252 FIRMS1991 - 1992 (1 year)2 FIRMS2008 - 2010 (1 year)2 FIRMS2010 - 2016 (6 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2016 - Present (8 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1993 - 2008 (15 years)BMONY SECURITIES CORP. (CRD# 4386)1992 - 1993 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2016 - 2024 (7 years)IA1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1996 - 2008 (12 years)
Disclosure(s)
View By:
11/26/1996
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 10/3/2016

B
Montana 10/3/2016

B
Arizona 10/3/2016

B
Texas 1/24/2023

B
Colorado 11/13/2023

IA
Texas 3/21/2024

B
Florida 10/4/2016

B
Washington 10/3/2016

B
Idaho 10/3/2016

IA
Washington 3/21/2024

B
Indiana 8/28/2024

B
Wisconsin 10/3/2016

B
Kentucky 1/6/2021

B
Wyoming 10/3/2016

B
Mississippi 1/20/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
336A E. FAIRHAVEN AVE, BURLINGTON, WA 98233
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
336A E. FAIRHAVEN AVE, BURLINGTON, WA 98233
Registered with this firm since 10/3/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/03/2016 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) SPOKANE, WA
IA
07/06/2010 - 10/03/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) BURLINGTON, WA
B
07/06/2010 - 10/03/2016 INVESTORS CAPITAL CORP. (CRD#:30613) BURLINGTON, WA
IA
08/01/2008 - 07/07/2010 NATIONWIDE SECURITIES, LLC (CRD#:11173) BURLINGTON, WA
B
08/01/2008 - 07/07/2010 NATIONWIDE SECURITIES, LLC (CRD#:11173) BURLINGTON, WA
IA
04/12/1996 - 08/01/2008 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) BURLINGTON, WA
B
04/13/1993 - 08/01/2008 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) BURLINGTON, WA
B
12/10/1992 - 04/26/1993 MONY SECURITIES CORP. (CRD#:4386) NEW YORK, NY
B
02/13/1991 - 05/06/1992 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
02/13/1991 - 05/06/1992 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.