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ROBERT APPLETON HODGKISS JR
ROB HODGKISS JR
CRD#: 2124494
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 3460 PRESTON RIDGE ROAD
SUITE 300
ALPHARETTA, GA 30005
NYLIFE SECURITIES LLCCRD#: 5167 Alpharetta, GA
Registration History
1995200020052010201520202025IAEAGLE STRATEGIES LLC (CRD# 110826)2012 - Present (13 years)BNYLIFE SECURITIES LLC (CRD# 5167)1998 - Present (26 years)BJOHN HANCOCK DISTRIBUTORS, INC. (CRD# 468)1996 - 1998 (2 years)BJOHN HANCOCK MUTUAL LIFE INSUR... (CRD# 5181)1996 - 1997 (1 year)BJEFFERSON-PILOT INVESTOR SERVI... (CRD# 5178)1996 - 1996 (<1 year)BF.N. WOLF & CO., INC. (CRD# 13051)1991 - 1994 (3 years)
Disclosure(s)
View By:
3/20/1995
Regulatory
Final
10/13/1993
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 3/19/2021

IA
Indiana 2/24/2012

B
Florida 12/11/2015

B
Kentucky 1/2/2020

B
Georgia 12/19/2016

B
Michigan 7/7/2023

IA
Georgia 1/5/2024

B
Ohio 1/23/2023

B
Illinois 4/20/2006

B
South Carolina 5/11/2022

IA
Illinois 2/21/2012

B
Tennessee 1/3/2020

B
Indiana 4/21/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
3460 PRESTON RIDGE ROAD SUITE 300, ALPHARETTA, GA 30005
Registered with this firm since 2/21/2012

B
NYLIFE SECURITIES LLC (CRD#:5167)
Alpharetta, GA
720 GALLATIN STREET SW SUITE 200, HUNTSVILLE, AL 35801
Registered with this firm since 10/5/1998

Previous Registration(s)
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05/10/1996 - 06/19/1998 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
05/10/1996 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
03/27/1996 - 04/03/1996 JEFFERSON-PILOT INVESTOR SERVICES, INC. (CRD#:5178) FORT WAYNE, IN
B
04/04/1991 - 04/20/1994 F.N. WOLF & CO., INC. (CRD#:13051)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.