Individual Firm
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GREGORY SCOTT BLACKWOOD
CRD#: 2123415
IA
B
MORGAN STANLEYCRD#: 149777 8300 Norman Center Drive
Bloomington, MN 55437
Bloomington, MN 55437
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5/11/2005
Customer Dispute
Settled
State Registrations
B
California 3/18/2019
B
Nevada 3/4/2015
B
Florida 6/1/2009
B
New Mexico 6/1/2009
B
Hawaii 4/24/2023
B
North Carolina 3/31/2014
B
Idaho 8/16/2021
B
North Dakota 6/1/2009
B
Illinois 6/1/2009
B
Ohio 11/19/2020
B
Maryland 3/15/2022
B
South Dakota 2/19/2015
B
Minnesota 6/1/2009
IA
Texas 6/1/2009
IA
Minnesota 11/20/2013
B
Washington 6/1/2009
B
Missouri 7/17/2020
B
Wisconsin 6/1/2009
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | BLOOMINGTON, MN | |
B | 04/02/2007 - 06/01/2009 | BLOOMINGTON, MN | |
IA | 03/01/2007 - 04/02/2007 | BLOOMINGTON, MN | |
B | 04/01/1991 - 04/02/2007 | BLOOMINGTON, MN | |
IA | 11/25/2002 - 02/28/2005 | BLOOMINGTON, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.