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DANE M JOHNSON
DANA JOHNSON, DANE JOHNSON
CRD#: 2122107
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2815 TOWNSGATE RD
WESTLAKE VILLAGE, CA 91361
Registration History
1995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - Present (31 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1991 - Present (33 years)BLEHMAN BROTHERS INC. (CRD# 7506)1991 - 1991 (<1 year)
Disclosure(s)
View By:
6/30/2011
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/12/2023

B
Maine 11/4/2020

B
Arizona 11/30/2011

B
Nevada 3/27/2017

B
Arkansas 1/6/2003

B
North Carolina 10/16/2009

B
California 9/19/1991

B
Oklahoma 7/12/2005

IA
California 7/8/1997

B
Pennsylvania 2/2/2021

B
Colorado 1/6/2003

IA
Texas 7/8/1993

B
Florida 1/6/2003

B
Texas 1/3/2003

B
Idaho 7/29/2024

B
Washington 12/6/2005

B
Illinois 12/20/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Thousand Oaks, CA
Registered with this firm since 7/8/1993

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Thousand Oaks, CA
Registered with this firm since 9/19/1991

Previous Registration(s)
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B
02/08/1991 - 06/24/1991 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.