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DAVID SETH GURIEVSKY
DAVID GURIEVSKY
CRD#: 2121790
IA
B
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 Tampa, FL
B. RILEY WEALTH MANAGEMENTCRD#: 2543 Tampa, FL
0
Disclosures
34
Years of Experience
View By:
State Registrations
B
Arkansas 3/9/2021
B
New Jersey 7/11/2022
B
California 5/15/2009
B
New York 5/15/2009
B
Colorado 1/30/2025
B
North Carolina 8/6/2024
B
Connecticut 1/30/2025
B
Ohio 3/15/2022
B
Florida 5/15/2009
B
Pennsylvania 5/15/2009
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Florida 8/22/2022
B
South Carolina 11/29/2017
B
Indiana 3/15/2022
B
Tennessee 3/29/2022
B
Louisiana 5/15/2009
B
Texas 5/15/2009
B
Maryland 10/31/2024
IA
Texas 8/8/2022
B
Massachusetts 9/26/2016
B
Virginia 9/30/2024
B
Minnesota 2/19/2013
B
Wisconsin 5/15/2009
B
Mississippi 1/10/2020
B
Wyoming 3/3/2025
B
Nevada 3/15/2022
SRO Registrations
B
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/11/2013 - 12/31/2022 | TAMPA, FL | |
B | 01/02/2001 - 05/19/2009 | TAMPA, FL | |
B | 01/04/1999 - 01/02/2001 | BOCA RATON, FL | |
B | 02/25/1991 - 01/04/1999 | GREENWOOD VILLAGE, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.